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Net capital rule
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521	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]March 20, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-03-19 18:29:37 Financial regulation Finance 73rd United States Congress Securities Exchange Act Securities and Exchange Commission Net capital rule Form 144 United States securities law United States Securities and Exchange Commission Financial economics
522	Microsoft Word - Final admin release[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-08-12 08:46:12 Financial regulation Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Net capital rule Naked short selling United States securities law United States Securities and Exchange Commission Financial economics
523	Microsoft Word[removed]Trading Suspension _2_.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-07-20 08:46:06 Financial economics Finance 73rd United States Congress Securities Exchange Act Securities and Exchange Commission Net capital rule Naked short selling United States securities law United States Securities and Exchange Commission Financial regulation
524	Microsoft Word[removed]doc.docx Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-09-09 08:30:12 Financial regulation Finance 73rd United States Congress Securities Exchange Act Securities and Exchange Commission Net capital rule Form 144 United States securities law United States Securities and Exchange Commission Financial economics
525	SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 240 [Release No[removed]; File No. S7[removed]RIN 3235-AJ85 Amendments to Financial Responsibility Rules for Broker-Dealers AGENCY: Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-05-22 11:18:08 Corporate crime U.S. Securities and Exchange Commission Securities Exchange Act Government Net capital rule United States securities law United States Securities and Exchange Commission Financial regulation
526	SEC-59 SYSTEM NAMES: Office of Interpretation and Guidance Log; Office of Broker-Dealer Finances NRSRO Log; Office of Financial Responsibility Log. SYSTEM LOCATION: Securities and Exchange Commission, 100 F Street, NE, W Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-10-02 15:24:08 Securities and Exchange Commission Freedom of Information Act Security Privacy Act Politics of the United States Law Net capital rule Government Corporate crime U.S. Securities and Exchange Commission
527	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]July 26, 2006 SECURITIES AND EXCHANGE COMMISSION SUSPENDS TRADING IN Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-07-26 08:32:59 Financial regulation Securities Exchange Act U.S. Securities and Exchange Commission Government Finance Securities and Exchange Commission Mutual fund scandal Net capital rule United States securities law 73rd United States Congress United States Securities and Exchange Commission
528	Microsoft Word[removed]Trading Suspension doc.docx Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-09-29 09:48:53 Finance 73rd United States Congress Financial economics Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Net capital rule Form 144 United States securities law United States Securities and Exchange Commission Financial regulation
529	Microsoft Word[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-06-15 17:21:32 Financial economics Finance 73rd United States Congress Securities Exchange Act Securities and Exchange Commission Net capital rule Form 144 United States securities law United States Securities and Exchange Commission Financial regulation
530	Microsoft Word[removed]Trading Suspension Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-08-12 08:34:51 Financial economics Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Net capital rule Form 144 United States securities law United States Securities and Exchange Commission Financial regulation

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